Are you a Certified Financial Planner?
How long have you been in the business?
Is there a charge to meet?
Are you Fee-Based or Commission?
How do your fees work?
What oversight do you have?
We have a full-time compliance officer, and are also regulated by the SEC, FINRA (Financial Industry Regulatory Authority) and the State of Texas. Our broker/dealer, MMLIS, Inc., also performs its own internal audits.
Jeffrey D. Cummins, CPA, MBA, CFP®
CERTIFIED FINANCIAL PLANNER™ PROFESSIONAL, Founder
Top Flight Wealth Strategies
Galleria Tower Two, 20th Floor
13455 Noel Rd, Dallas, TX 75240
972-455-4360 | F. 972-246-1899
Jeffrey D. Cummins is a registered representative of and offers securities investment advisory and financial planning services through MML Investors Services, LLC. Member SIPC. Supervisory Office: Galleria Tower Two, 13455 Noel Road, 20th Floor Dallas, TX 75240, (972) 246-1800. Top Flight Wealth Strategies is not a subsidiary or an affiliate of MML Investors Services, LLC.